New regulations in the New Zealand Financial Markets have established industry wide rules and parameters for financial service providers and advisers.  We support the new regulation, which is meant to “encourage public confidence in the professionalism and integrity of financial advisers and brokers.”

As Registered Financial Advisers we will continue to provide services for institutions, trusts and individuals that meet the requirements of a Wholesale Client and also for those individuals who opt out of registering as a Retail Client.  To read more about the differences between Wholesale and Retail Clients, please click here.

We are happy to comply with the following conditions the Financial Markets Authority (FMA) have established for Registered Financial Advisers from 1 July 2011:

• act with care, diligence and skill (section 33 of the Financial Advisers Act 2008)
• not engage in misleading or deceptive conduct (section 34)
• ensure advertisements are not misleading, deceptive or confusing (section 35)
• comply with disclosure obligations when providing personalised services to retail clients
• RFAs need to be registered on the Financial Service Providers Register.

Logic Fund Management’s Financial Service Provider registration number is FSP5321 and Greg Marshall’s is FSP123504.

Resolving a complaint or problem:

We aim to provide you with the utmost financial service and support at all times.  If a situation arises where you encounter a problem or have a complaint, please contact our account manager at Logic Fund Management.  If you are not comfortable doing so, you have two other options available.  You can click the following link to the Financial Markets Authority website and lodge a complaint or gather more information here.  You can also use Logic Fund Management’s dispute service,  the Financial Dispute Resolution Scheme, which is an approved scheme under the Financial Service Providers (Registration and Dispute Resolution) Act 2008.  To request a review of your situation or to lodge a complaint please use the following contact information:

Financial Dispute Resolution Scheme

Membership number: FM0293

Website: www.fdr.org.nz

Telephone number: 0508 337 337